Keeping on top of the latest financial services regulatory & compliance trends?

Investing time in your professional development within a rapidly changing financial services industry is challenging. To meet that challenge, the Australian regulators weekly wrap is designed to keep you at forefront of your practice by quickly setting out the top 5 developments from the past week, analysis and practical considerations for the future.

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Thought for the future: I understand the need for enforcement action, and regulator guided reviews and ad hoc demands. The latter can take into account other matters though, including ASIC 2021’s Strategic Priorities: “Driving industry readiness and compliance with standards set by law reform initiatives (including the Financial Accountability Regime, reforms in superannuation and insurance, breach reporting, and the design and distribution obligations)”. There are only so many different fronts Risk, Regulatory and Legal teams can meaningfully work on at any one time…

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