Keeping on top of the latest financial services regulatory & compliance trends?

Investing time in your professional development within a rapidly changing financial services industry is challenging. To meet that challenge, the Australian regulators weekly wrap is designed to keep you at forefront of your practice by quickly setting out the top 5 developments from the past week, analysis and practical considerations for the future.

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Thought for the future: the US SEC is tweaking its rules around paying whistleblowers for tips. We considered, but didn’t go with this approach in Australia. I think that will be revisited in the future though…

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