Keeping on top of the latest financial services regulatory & compliance trends?

Investing time in your professional development within a rapidly changing financial services industry is challenging. To meet that challenge, the Australian regulators weekly wrap is designed to keep you at forefront of your practice by quickly setting out the top 5 developments from the past week, analysis and practical considerations for the future.

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Thought for the future: there are the big ticket items which individuals focus on in terms of the challenges in the financial services industry e.g. new breach reporting rules, DDO and FAR. Then there is the surrounding practice e.g. court actions, license actions, etc. The former is largely stable now, whereas the latter strikes me as a quite hard — the regulators appear to have lost none of their hawkishness in the wake of the Hayne Royal Commission…



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