Keeping on top of the latest financial services regulatory & compliance trends?

Investing time in your professional development within a rapidly changing financial services industry is challenging. To meet that challenge, the Australian regulators weekly wrap is designed to keep you at forefront of your practice by quickly setting out the top 5 developments from the past week, analysis and practical considerations for the future.

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Thought for the future: since the GFC, advanced financial services economies around the world have had two major macro changes. Principles-based regulation e.g. increases in the legislation of rule requirements like ‘integrity’ and ‘fairness’, and personal accountability for individuals. FAR embodies both, and will now be operated by ASIC and APRA; it marks a larger shift for Australia than say the position in the UK, which was already more used to this style of regulation when the UK SMCR (their version of FAR) came into effect and will take time to work through.



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